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Please join Sidley and ACA Group for a seminar geared towards in-house counsel and compliance officers on current broker-dealer regulatory issues. The roundtable will feature discussions with speakers from ACA, Sidley, and other key industry leaders covering Cybersecurity and Technology , Compliance and Sales Practice , and Financial Responsibility and Operations .
Thursday, September 25, 2025
New York, USA
Please join Sidley and ACA Group for a seminar geared towards in-house counsel and compliance officers on current broker-dealer regulatory issues. The roundtable will feature discussions with speakers from ACA, Sidley, and other key industry leaders covering Cybersecurity and Technology , Compliance and Sales Practice , and Financial Responsibility and Operations .
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Request a DemoOr start free →2025 New York City Broker-Dealer Compliance Fall Roundtable takes place on Thursday, September 25, 2025 in New York. All times are in UTC.
2025 New York City Broker-Dealer Compliance Fall Roundtable takes place at Sidley in New York, USA.
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