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This event listing is based on historical patterns and may not be officially confirmed. Dates, venue, and details are subject to change. Please verify with the event organizer or official website before making travel arrangements.
Verify on official websitePlease join Sidley and ACA Group for a seminar geared towards in-house counsel and compliance officers on current broker-dealer regulatory issues. The roundtable will feature discussions with speakers from ACA, Sidley, and other key industry leaders covering Cybersecurity and Technology , Compliance and Sales Practice , and Financial Responsibility and Operations .
Thursday, September 25, 2025
New York, USA
Please join Sidley and ACA Group for a seminar geared towards in-house counsel and compliance officers on current broker-dealer regulatory issues. The roundtable will feature discussions with speakers from ACA, Sidley, and other key industry leaders covering Cybersecurity and Technology , Compliance and Sales Practice , and Financial Responsibility and Operations .
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Request a DemoOr start free trial →2025 New York City Broker-Dealer Compliance Fall Roundtable takes place on Thursday, September 25, 2025 in New York. All times are in UTC.
2025 New York City Broker-Dealer Compliance Fall Roundtable takes place at Sidley in New York, USA.
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